Funds Setup and Lifecycle Monitoring

Should NBL be contacted by any Nomura or non-Nomura entity promoting, or offering, a new fund business to potential or approached investors wherever they are located, Funds Administration – New Projects department will be keen to compile the full package of legal documentation required prior to any start of business, i.e. prospectus, agreements with the counterparties to the fund according to:

• the fund domicile (Luxembourg, Cayman Islands)
• the adequate and shortest timeframe possible
• the product’s complexity
• the listing requirements
• the fund structure (varying but not limited to FCP Part I & II, SICAV, UCITS3, umbrella, master/feeder, Special Purpose Company, multi-class & multi-series, etc.).

They will ensure coordination between the relevant parties and the lawyers. During the life of the fund and until termination, they will ensure the maintenance, amendment if any, and the safekeeping of such documentation.

Fund Administration - Customer Desk

To ensure best quality service to our mainly Japanese client network, we have established a dedicated Japanese Customer Desk which acts as a point of contact, communicates funds NAV price & statistical reports, and answers any questions arising from any promoter, shareholder or distributor. In addition, the desk covers NBL’s “Know Your Customer” duties in the context of Anti-Money Laundering.

For more information please contact us

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