Funds

Closed-End Funds
Who should invest: Investors seeking investment opportunities in a U.S. registered investment company whose shares are traded on the New York Stock Exchange (NYSE). Unlike open-end mutual funds, whose shares trade at their Net Asset Value (NAV), closed-end funds trade at a premium or discount to their NAV, depending on market conditions. Like other international investments, investments in these funds involve special risk considerations.

JAPAN SMALLER CAPITALIZATION FUND, INC.
(NYSE Symbol: JOF)
Investment Objective: JOF is a non-diversified, closed-end management investment company seeking long-term capital appreciation primarily through investments in smaller capitalization Japanese equity securities traded on the Tokyo, Osaka and Nagoya Stock Exchanges, JASDAQ, Mothers, Hercules, Centrex, and other indices or markets determined by Nomura Asset Management U.S.A. Inc. to be appropriate indices or markets for smaller capitalization companies in Japan.

Beneficial Ownership Forms
Dividend Information
Annual Shareholder Report
Semi-Annual Shareholder Report

Year of Inception: 1990

KOREA EQUITY FUND, INC.
(NYSE Symbol: KEF; BSE Symbol: KEF) Investment Objective: KEF is a non-diversified, closed-end management investment company seeking long-term capital appreciation through investments primarily in equity securities of Korean companies.

Beneficial Ownership Forms
Dividend Information
Annual Shareholder Report
Semi-Annual Shareholder Report

Year of Inception: 1993