U.S. Dodd Frank Act – Pre-Trade Disclosures – FX
In accordance with Rule 23.431(a)(1)-(2) of the Commodity Futures Trading Commission, please find below links to the materials containing pre-trade disclosures in respect of FX swaps.
- Material Economic Terms
- Additional Disclosures of Material Risks and Characteristics of FX Swaps
- ISDA Master Agreements, User’s Guides and Related Documents
- ISDA Credit Support Documentation, User’s Guides and Guidelines
- FX and Currency Option Definitions, Annex, Supplements and User’s Guide
U.S. Dodd Frank Act – Pre-Trade Disclosures – Home Page
The General Disclosures of Material Risks and Characteristics document and the product-specific Additional Disclosures of Material Risks and Characteristics document contain important information that we are required to disclose to you prior to entering into a swap. The format and content of these disclosures were developed by a group of industry participants (including Nomura) in the over-the-counter derivatives market, coordinated by the International Swaps & Derivatives Association, Inc. (“ISDA”). The disclosures are intentionally broad, and in some cases may discuss product types or features that are not relevant to your transaction. The copyright for each such document is owned by ISDA. Further information regarding these documents and details of applicable copyright is available at http://www2.isda.org/functional-areas/legal-and-documentation/disclosures/.
- For more information please contact us
