TradeSpexTM - Disclaimer

Nomura is the global marketing name of Nomura Holdings, Inc. (Tokyo) and its direct and indirect subsidiaries worldwide ("Nomura Group"). This analytical tool is distributed in the EEA by Nomura International Plc (“NIP”)  which is authorised and regulated by the FSA in the UK; in Hong Kong by Nomura International (Hong Kong) Limited (“NIHK”) which is regulated by the Hong Kong Securities and Futures Commission; in Japan by Nomura Securities Company Ltd, which is regulated by Japanese FSA ; in Australia by Nomura Australia Ltd, which is authorised and regulated by the Australian Securities and Investments Commission (ASIC); in India by Nomura Financial Advisory and Securities (India) Private Limited provides this, and is registered with the Securities and Exchange Board of India for offering broking services on the Bombay Stock Exchange Limited and National Stock Exchange Limited, holding SEBI Registration Nos INB 011299030 and INB/INF 231299034, and having its registered office at 2nd Floor, Ballard House, Adi Marzban Path, Ballard Pier, Fort, Mumbai – 400001 and operating out of 2, North Avenue, 8th Floor, Maker Maxity, Bandra Kurla Complex, Bandra East, Mumbai - 400 05; in Korea by Nomura International (Hong Kong) Limited, Seoul Branch ("NISB"), which is regulated by the Financial Supervisory Service;  in Singapore by Nomura Singapore Ltd., which is regulated by the Monetary Authority of Singapore; in Taiwan by Nomura International (Hong Kong) Limited, Taipei Branch (“NITB”) which is regulated by Financial Supervisory Commission; and in the United States by Nomura Securities International, Inc., the securities and investment banking arm of Nomura in the US, which is  a member of NYSE, FINRA and SIPC.

 

This is not a research report, or a research recommendation for the purpose of the FSA Rules and the Financial Advisers Act in Singapore, nor is it research under the U.S. securities laws or the rules and regulations there under, or under applicable rules in Hong Kong.  Any information derived from its use is provided for discussion purposes only and should not be regarded as an offer to sell or a solicitation of an offer to buy the products mentioned in it. The projections or other information generated by TradeSpex regarding the likelihood of various investment outcomes are hypothetical in nature, do not reflect actual investment results and are not guarantees of future results. The products mentioned may not be eligible for sale in some states or countries, nor suitable for all types of investors. It is not intended for retail clients.  It is intended only for investors who are “eligible market counterparties” or “professional  clients” as defined by the FSA, and may not, therefore, be redistributed to other classes of investors.  This information and related data is not research, investment research, a research recommendation or a personal recommendation as defined by the relevant regulatory bodies in any of the jurisdictions in which Nomura Group operates and the results may differ from views of Nomura's Research Department.  Nomura’s affiliates may have managed or co-managed a public or private offerings of securities highlighted by the tool, and its trading desks may trade as principal in the investment products mentioned and/or have material proprietary positions in those products. Nomura Group does not warrant the accuracy, completeness, reliability, fitness for a particular purpose or merchantability of this information and does not accept liability for any act (or decision not to act) resulting from use of the information and related data. Nomura Group shall have no liability for the use, misuse, or distribution of this information to unauthorized recipients. The data you provide, create and save on this analytical tool is maintained at the highest level of client confidentiality. Third-party trademarks and information are the property of their respective owners.  © 2011. All rights reserved.