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Legal Organisation of Nomura Bank (Switzerland) Ltd.

Board of Directors & Executive Board of Nomura Bank (Switzerland) Ltd.

Board of Directors

Takeo Aoki
BA in Law, Osaka University, and New York University Stern School of Business, has been Chairman of the Board of Directors of Nomura Bank (Switzerland) Ltd. since 2019. Takeo Aoki is also Senior Managing Director of Nomura Holdings., Inc. as well as Vice Chairman of Nomura Europe Holdings plc and Executive Director of Nomura International plc in London. Takeo Aoki has been working for the Nomura Group since 1991 in various senior management roles.

Peter Altorfer*
Dr. iur., University of Zurich, has been a member of the Board of Directors of Nomura Bank (Switzerland) Ltd. since 2004 assuming the function as Vice Chairman since 2007. He is an independent lawyer in Zurich and has many years of experience as Chairman and Member of the Board of Directors at a number of Swiss companies including several banks. Dr. Peter Altorfer is specialised - among others - in the area of corporate and commercial law and is particularly active in advising banks and financial services providers.

Hans Nützi*
Business Management Diploma at the College of Canton Schwyz, Executive Management-Circle at the University of Zurich and Senior Executive Management Program at Stanford University Palo Alto, USA, has been a member of the Board of Directors of Nomura Bank (Switzerland) Ltd. since 2019. Hans Nuetzi has many years of experience as Managing Director and CEO at Swiss banks and both as Chairman and member of the Board of Directors at a number of Swiss banks and other financial institutions.

*Independent member

Executive Board

Pascal Tanner
CEO & Head of Legal, has been working for Nomura Bank (Switzerland) Ltd. since 2015 and has been a member of the Executive Board since 2016 and was appointed as CEO as of 1 October 2020. Pascal Tanner completed his legal studies (lic. iur.) and was admitted to the bar in Basel and further obtained a postgraduate degree in banking & capital markets law (LL.M.) from the University of Zurich. His career before joining the Nomura Group includes working at the Swiss Federal Banking Commission as well as for Credit Suisse and BlackRock in Zurich.

Robert Wanner
Head of Global Markets Switzerland, has been working for the Nomura Group as APAC Equity Sales since 2015, in a senior position for Nomura Bank (Switzerland) Ltd. since 2019 and became a member of the Executive Board as of 1 October 2020. Robert Wanner completed his BBA from the University of Applied Sciences with a specialisation in Banking & Finance. He started his career at Credit Suisse and later worked at Julius Baer in Zurich in various functions in wealth management and equities trading on the buy side. Prior to joining the Nomura Group, Robert Wanner was employed by Macquarie Securities in London. Robert Wanner is a CAIA charterholder.

Fritz Wüthrich
Head of Corporate Services Division, has been working in management roles for Nomura Bank (Switzerland) Ltd. since 1998 and has been a member of the Executive Board since 2002. Fritz Wüthrich completed his banking apprenticeship with Amtsersparniskasse Sumiswald and subsequently worked in various areas for a number of banks including Credit Suisse and Sakura Bank in Zurich. Fritz Wüthrich joined Nomura Bank (Switzerland) Ltd. in 1998 as Head of the Finance Department.

Annual Report of Nomura Bank (Switzerland) Ltd.

Deposit Insurance

The depositor protection system is explained in detail at https://www.esisuisse.ch/en

Automatic Exchange of Information (AEOI)

List of the AEOI partner of Switzerland by SIF (State Secretariat for International Finance)

 

© Nomura International plc 2021. Nomura is the global marketing name of Nomura Holdings, Inc. (Tokyo) and its direct and indirect subsidiaries worldwide including Nomura International (Hong Kong) Limited, licensed and regulated by the Hong Kong Securities and Futures Commission, Nomura Securities International, Inc (New York), a member of Securities Investor Protection Corporation, Nomura International plc (London), authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority and member of the London Stock Exchange, and Nomura Bank (Switzerland) Ltd., licensed and regulated by FINMA. This is not an offer, solicitation or recommendation to buy or sell securities. Clients should only contact Nomura market professionals and execute transactions through a Nomura subsidiary or affiliate in their home jurisdiction unless applicable governing law permits otherwise.

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