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© Nomura Holdings, Inc. 2014. Nomura is a registered trademark in various jurisdictions and is the global marketing name of Nomura

Holdings, Inc. (Tokyo), and its direct and indirect subsidiaries worldwide including Nomura International (Hong Kong) Limited, licensed

and regulated by the Hong Kong Securities and Futures Commission, Nomura Securities International, Inc. (New York), a member

of NYSE and SIPC, and Nomura International plc. (London), authorized by the Prudential Regulation Authority and regulated by

the Financial Conduct Authority and the Prudential Regulation Authority and a member of the London Stock Exchange.

This document contains statements that may constitute, and from time to time our management may make, “forward-looking

statements” within the meaning of the safe harbor provisions of The Private Securities Litigation Reform Act of 1995. Any

such statements must be read in the context of the offering materials pursuant to which any securities may be offered or

sold in the United States. These forward-looking statements are not historical facts but instead represent only our belief

regarding future events, many of which, by their nature, are inherently uncertain and outside our control. Actual results

and financial condition may differ, possibly materially, from what is indicated in those forward-looking statements. You

should not place undue reliance on any forward-looking statement and should consider all of the following uncertainties

and risk factors, as well as those more fully discussed under Nomura’s most recent Annual Report on Form 20-F and

other reports filed with the U.S. Securities and Exchange Commission (“SEC”) that are available on Nomura’s website

(http://www.nomura.com)

and on the SEC‘s website

(http://www.sec.gov)

; Important risk factors that could cause

actual results to differ from those in specific forward-looking statements include, without limitation, economic and

market conditions, political events and investor sentiments, liquidity of secondary markets, level and volatility of

interest rates, currency exchange rates, security valuations, competitive conditions and size, and the number

and timing of transactions. Forward-looking statements speak only as of the date they are made, and

Nomura undertakes no obligation to update any forward-looking statement to reflect the impact of

circumstances or events that arise after the date the forward-looking statement was made.

This is not an offer, solicitation or recommendation to buy or sell securities. For further information, please

visit

www.nomura.com